STOCKBROKER AND SECURITIES DISPUTES SINCE 1973

Selected as a Northern California Super Lawyer
in the practice of Securities Litigation

Thank you for visiting us.

We provide years of experience and quality legal services in securities, stockbroker, and shareholder matters. Our professional experience in disputes and fraud cases between customers and stockbrokers, matters concerning securities industry and compliance, investment fraud lawsuits, and employment matters exceeds 35 years. Our clients include employees, individual investors, customers of stockbrokers, pension plans, shareholders, and securities professionals. We appear in state and federal courts, arbitration, and mediation in Sacramento, the Central Valley, San Francisco, and elsewhere in California.

Our focus is narrow:

  • disputes involving fraud, other abuses, and practices by stockbrokers and other securities professionals
  • securities compliance and investigations
  • advice and disputes involving corporate and competitive practices and abuses.
  • employment matters, including wage and hour class actions.

Our narrow focus allows us to work with other attorneys and professionals efficiently, effectively, and economically.

Please browse our website and feel free to contact us if you think our services will meet your needs.